Form D · Business Services

SNL Financial LC

Charlottesville, VA · CIK 0001526823

Offering snapshot reported Oct 21, 2014 · SEC filing

Reported sold
$9.19M
Indefinite offering
Investors reported
19
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 15, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.6M$9.19MAug 25, 2011Sep 10, 2012: $2,435,813.00Sep 10, 2012Sep 10, 2013: $3,531,035.00Sep 10, 2013Oct 21, 2014: $9,194,242.00Oct 21, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,531,035 → $9,194,242
  • Reported investors18 → 19

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 21, 2014Amendment$9,194,242$5,663,207vs Sep 10, 201319SEC filing
Sep 10, 2013Amendment$3,531,035$1,095,222vs Sep 10, 201218SEC filing
Sep 10, 2012Amendment$2,435,813No comparison15SEC filing
Dec 29, 2011InitialYet to sellNo comparison0SEC filing
Aug 25, 2011Initial$0No comparison18SEC filing
Aug 25, 2011InitialYet to sellNo comparison0SEC filing
Jul 28, 2011Initial$450,000,000No comparison57SEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-164960
This filing relates to the issuance of options and equity securities pursuant to the SNL Financial LC Unit Incentive Plan.

Source: Form D, filed Oct 21, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nicholas Cafferillo Executive
Michael Chinn Director, Executive
Tom Corbitt Executive
Anthony R. Guarascio Executive
Adam Hall Executive
Nate Haskins Executive
Steven B. Klinsky Director
Mathew J. Lori Director
Peter Masucci Director
Robert Musslewhite Director
Jay Nadler Director
Reid Nagle Director
Daniel L. Oakey Executive
William Pappas Executive
James C. Record Executive
Brandt Sakakeeny Director
Michael Sullivan Director
Kenneth Galen Warren Executive

Issuer details

Industry: Business Services (See others in industry)

Address:
1 Snl Plaza Box 2124
Charlottesville, VA, 22902