Form D · Hedge Fund

SMS Ltd

Georgetown, Grand Cayman, E9 · CIK 0001421736

Offering snapshot reported Oct 2, 2019 · SEC filing

Reported sold: $676M
Investors reported: 57
Minimum accepted: $0
First sale: Dec 18, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$675,255,543 → $675,697,261

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 2, 2019	Amendment	$675,697,261	$441,718vs Oct 2, 2018	57	SEC filing
Oct 2, 2018	Amendment	$675,255,543	-$10,749,098vs Oct 2, 2017	57	SEC filing
Oct 2, 2017	Amendment	$686,004,641	$11,266,825vs Mar 31, 2017	56	SEC filing
Mar 31, 2017	Amendment	$674,737,816	$6,084,264vs Mar 31, 2016	53	SEC filing
Mar 31, 2016	Amendment	$668,653,552	$109,040vs Jan 29, 2016	39	SEC filing
Jan 29, 2016	Amendment	$668,544,512	$42,000vs Oct 23, 2015	39	SEC filing
Oct 23, 2015	Amendment	$668,502,512	$25,346,515vs Sep 2, 2015	39	SEC filing
Sep 2, 2015	Amendment	$643,155,997	$43,995,343vs Jan 30, 2015	38	SEC filing
Jan 30, 2015	Amendment	$599,160,654	$67,732,572vs Mar 25, 2014	35	SEC filing
Mar 25, 2014	Amendment	$531,428,082	$93,512,243vs Mar 25, 2013	29	SEC filing
Mar 25, 2013	Amendment	$437,915,839	$2,900,000vs Mar 23, 2012	20	SEC filing
Mar 23, 2012	Amendment	$435,015,839	$7,917,733vs Mar 28, 2011	17	SEC filing
Mar 28, 2011	Amendment	$427,098,106	$136,922,479vs Mar 31, 2010	17	SEC filing
Mar 31, 2010	Amendment	$290,175,627	No comparison	18	SEC filing
Dec 18, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-112356

Sales agent receives a portion of the fees payable by the Issuer to the Investment Manager.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
First Republic Securities Company, LLC	105108
FallLine Securities LLC	171349

Source: Form D, filed Oct 2, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SMS LTD

Investment adviser: SOLUS ALTERNATIVE ASSET MANAGEMENT LP

Gross asset value: Not reported
Beneficial owners: Not reported
ADV minimum commitment: Not reported

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details

Annual audit: Not reported
Prime brokers: Not reported
Custodians: Not reported
Administrator other than the adviser: Not reported
External marketing: Not reported

Filing source

Form ADV 2056333 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-9468713966

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ruby Cato	Director
Antonios Th. J. M. Eltink	Director
Antonius Th. J.M. Eltink	Director
Christopher A. Pucillo	Director
Don Seymour	Director
Solus Alternative Asset Management Lp	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Intertrust Corporate Svcs (Cayman) Ltd. 190 Elgin Avenue
Georgetown, Grand Cayman, E9, KY1-9005