Form D · Other Investment Fund

SMPI EMU 1, LLC

Salt Lake City, UT · CIK 0001791088

Offering snapshot reported Feb 26, 2020 · SEC filing

Reported sold
$2.27M
Offering amount: $2.27M
Investors reported
160
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Nov 4, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.14M$2.29MNov 5, 2019: $2,287,800.00Nov 5, 2019Feb 26, 2020: $2,274,082.00Feb 26, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,287,800 → $2,274,082
  • Reported investors159 → 160

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 26, 2020Amendment$2,274,082-$13,718vs Nov 5, 2019160SEC filing
Nov 5, 2019Initial$2,287,800No comparison159SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-352625

Source: Form D, filed Feb 26, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 South Millrock Drive Suite 400
Salt Lake City, UT, 84121