Form D · Commercial Banking

SMITHTOWN BANCORP INC

Hauppauge, NY · CIK 0000747345

Offering snapshot reported Aug 24, 2009 · SEC filing

Reported sold
$14M
Offering amount: $14M
Investors reported
3
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jul 27, 2009
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 24, 2009Initial$14,000,000No comparison3SEC filing
Jul 14, 2009Initial$5,000,000No comparison3SEC filing
Oct 20, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$490K
Finders' fees
$0
Form D file number
021-123807

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Sandler O'Neill & Partners, L.P.23328

Source: Form D, filed Aug 24, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert J. Anrig Executive
Christopher Becker Executive
Patricia C. Delaney Director
George H. Duncan Director
Anita M. Florek Executive
Patrick A. Given Director
Hyukmun Kwon Director
Bradley E. Rock Director, Executive
John A. Romano Executive
Robert W. Scherdel Director
Manny Schwartz Director
Barry M. Seigerman Director
Thomas J. Stevens Executive
Joseph Winters Director

Issuer details

Industry: Commercial Banking (See others in industry)

Address:
100 Motor Parkway Suite 160
Hauppauge, NY, 11788