Form D · Other Banking and Financial Services

Smith, Moore & Co.

St. Louis, MO · CIK 0001466384

Offering snapshot reported May 7, 2015 · SEC filing

Reported sold
$341K
Offering amount: $341K
Investors reported
14
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 27, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 7, 2015Initial$341,035No comparison14SEC filing
Jun 7, 2012Initial$89,313No comparison3SEC filing
Mar 11, 2011Initial$1,143,106No comparison14SEC filing
Sep 22, 2009InitialYet to sellNo comparison0SEC filing
Jun 24, 2009InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-239384

Source: Form D, filed May 7, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stewart J. Deutsch Director, Executive
Donna B. Frederick Director, Executive
Thomas A. Gonsalves Director, Executive
Harry Hill Langenberg Director
Juli Niemann Director
Philip H. Plack Director, Executive
Robert P. Plack Director, Executive
Randy Rhyner Director
Kent Schmidt Director
Timothy E. Schulte Director, Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
7777 Bonhomme Ave., Suite 2400
St. Louis, MO, 63105