Form D · Manufacturing
SMITH ELECTRIC VEHICLES CORP.
Kansas City, MO · CIK 0001455900
Offering snapshot reported Oct 15, 2014 · SEC filing
- Reported sold
- $11.1M Offering amount: $30M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 3, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 15, 2014 | Initial | $11,100,000 | No comparison | 3 | SEC filing |
| Jun 25, 2013 | Initial | $23,554,702 | No comparison | 16 | SEC filing |
| Mar 4, 2013 | Amendment | $27,759,990 | $3,899,976vs Dec 12, 2012 | 15 | SEC filing |
| Mar 4, 2013 | Amendment | $27,759,990 | $3,899,976vs Dec 12, 2012 | 15 | SEC filing |
| Dec 12, 2012 | Initial | $23,860,014 | No comparison | 6 | SEC filing |
| Feb 13, 2012 | Initial | $3,645,043 | No comparison | 22 | SEC filing |
| Oct 21, 2011 | Initial | $17,930,249 | No comparison | 8 | SEC filing |
| Oct 21, 2011 | Amendment | $21,552,681 | $3,622,432vs Oct 21, 2011 | 8 | SEC filing |
| Mar 4, 2011 | Initial | $20,204,082 | No comparison | 43 | SEC filing |
| Apr 7, 2010 | Initial | $4,100,000 | No comparison | 2 | SEC filing |
| Nov 16, 2009 | Amendment | $11,100,036 | $3,724,999vs Oct 22, 2009 | 45 | SEC filing |
| Oct 22, 2009 | Amendment | $7,375,037 | No comparison | 28 | SEC filing |
| Feb 4, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-226505
The offering was initially approved for up to $30 million. The issuer has sold $11.1 million of Series E Preferred Stock to date and does not currently expect to sell additional amounts.
Source: Form D, filed Oct 15, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Geoffrey Allison | Executive |
| John Bridge | Director |
| Daniel Bunting | Executive |
| Robert J. Druten | Director |
| Douglas Fleming | Executive |
| Charles L. Gassenheimer | Director |
| Paul Geist | Executive |
| Bryan L. Hansel | Director, Executive |
| Darren Kell | Director |
| Kevin Kelly | Director, Executive |
| Robin J. Mackie | Director, Executive |
| John Micek | Executive |
| Kevin Neal | Executive |
| Jacques D. Schira | Executive |
| Robert Schuller | Executive |
| Bruce Shalett | Director |
| John F. Smith | Director |
| Thomas Stallkamp | Director |
| Roy Stanley | Director |
| Angela Strand | Executive |
| Francis Striker | Executive |
Issuer details
Industry: Manufacturing (See others in industry)
Address:
12200 N.W. Ambassador Drive Suite 326
Kansas City, MO, 64163
Kansas City, MO, 64163