Form D · Other Investment Fund
SMI Investment Partners II, LLC
Lake Forest, IL · CIK 0001833151
Offering snapshot reported Dec 8, 2020 · SEC filing
- Reported sold
- $5M Offering amount: $5M
- Investors reported
- 30 Form D · investor count
- Minimum accepted
- $30K Reported outside-investor minimum
- First sale
- Nov 23, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 8, 2020 | Initial | $5,000,000 | No comparison | 30 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-382573
Source: Form D, filed Dec 8, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
EXI SPV II LLC
Investment adviser: EXI INVESTMENT MANAGEMENT LLC
- Gross asset value
- $5M
- Beneficial owners
- 30
- ADV minimum commitment
- $100K
Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 2074523 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-9861623876
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jonathan Q Dries | Director |
| Nicholas A Peters | Director |
| John L Westerman | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Lake Forest, IL, 60045