Form D · Private Equity Fund

SMC Executive Investors, LP

Briarcliff Manor, NY · CIK 0001390923

Offering snapshot reported Oct 4, 2011 · SEC filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 4, 2011	Initial	$21,145	No comparison	8	SEC filing
Nov 2, 2009	Initial	$114,362	No comparison	11	SEC filing
Feb 16, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Source: Form D, filed Oct 4, 2011. Minimum accepted may differ from a standard advertised minimum.

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

Investment adviser: SAW MILL CAPITAL L.L.C.

Reported in Form ADV on Mar 25, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Auditor EISNERAMPER NEW YORK, New York, United States

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 802412 · Mar 25, 2014 · Schedule D 7.B.(1), fund 805-4870522638

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Howard D. Unger	Executive

Industry: Pooled Investment Fund (See others in industry)

Address:

555 Pleasantville Road South Building, Suite 220
Briarcliff Manor, NY, 10510