Form D · Hedge Fund

SMAurora Multi Manager Fund L.P.

Chicago, IL · CIK 0001573004

Offering snapshot reported Nov 8, 2013 · SEC filing

Reported sold: $500M
Investors reported: 3
Minimum accepted: $250K
First sale: Jan 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$456,657,754 → $499,807,754
Reported investors2 → 3

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 8, 2013	Amendment	$499,807,754	$43,150,000vs Mar 28, 2013	3	SEC filing
Mar 28, 2013	Initial	$456,657,754	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-194133

Source: Form D, filed Nov 8, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SMAURORA MULTI MANAGER FUND L.P.

Investment adviser: AURORA INVESTMENT MANAGEMENT L.L.C.

Gross asset value: $105M
Beneficial owners: 2
ADV minimum commitment: $250K

Reported in Form ADV on Jan 4, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States

Custodian JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1059945 · Jan 4, 2017 · Schedule D 7.B.(1), fund 805-3802826150

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Aurora Investment Management L.L.C.	Promoter
Jerry S. Fuesel	Executive
James H. Hayes	Executive
David E. Kuenzi	Executive
Roxanne M. Martino	Executive
Scott M. Montpas	Executive
Anne Marie Morley	Executive
Beth A. Satterfield	Executive
Scott C. Schweighauser	Executive
Justin D. Sheperd	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

300 North Lasalle Street 52 Nd Floor
Chicago, IL, 60654