Form D · Other Real Estate
SmartStop Asset Management, LLC
Ladera Ranch, CA · CIK 0001683353
Offering snapshot reported Apr 30, 2018 · SEC filing
- Reported sold
- Yet to sell Offering amount: $25M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $15K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 30, 2018 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Sep 14, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2.38M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-311245
Amount includes sales commissions and dealer manager fees.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Select Capital Corporation | 145997 |
Source: Form D, filed Apr 30, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Berg | Executive |
| Wayne Johnson | Executive |
| Paula Mathews | Executive |
| Michael Mc Clure | Executive |
| Ken Morrison | Executive |
| H. Michael Schwartz | Executive |
| John Strockis | Executive |
| Michael O. Terjung | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
10 Terrace Road
Ladera Ranch, CA, 92694
Ladera Ranch, CA, 92694