Form D · Other Technology
SmartKem, Inc.
Manchester, X0 · CIK 0001817760
Offering snapshot reported Dec 31, 2024 · SEC filing
- Reported sold
- $7.65M Offering amount: $7.65M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 20, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 31, 2024 | Initial | $7,649,988 | No comparison | 13 | SEC filing |
| Oct 2, 2024 | Initial | $152,400 | No comparison | 1 | SEC filing |
| Mar 18, 2024 | Initial | $347,500 | No comparison | 1 | SEC filing |
| Jun 28, 2023 | Amendment | $14,329,065 | $2,030,065vs Jun 21, 2023 | 89 | SEC filing |
| Jun 21, 2023 | Initial | $12,299,000 | No comparison | 80 | SEC filing |
| Jul 1, 2022 | Initial | $720,000 | No comparison | 1 | SEC filing |
| May 27, 2022 | Initial | $100,000 | No comparison | 1 | SEC filing |
| Jan 27, 2022 | Initial | $2,000,000 | No comparison | 2 | SEC filing |
| Aug 17, 2021 | Initial | $120,000 | No comparison | Not reported | SEC filing |
| May 27, 2021 | Initial | $100,000 | No comparison | 1 | SEC filing |
| Feb 24, 2021 | Initial | $24,638,320 | No comparison | 78 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $685K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-533921
Certain of the securities were issued in connection with a concurrent registered direct offering of common stock.
Includes a cash fee received of $535,499, $150,000 (expense reimbursement) and warrants to purchase 127,499 shares of common stock.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Craig-Hallum Capital Group LLC | 000121395 |
Source: Form D, filed Dec 31, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert Bahns | Director, Executive |
| Barbra C. Beck | Director |
| Barbara Beck | Director |
| Beverley Brown | Executive |
| Klaas De Boer | Director |
| Steven Den Baars | Director |
| Melisa Denis | Director |
| Ian Jenks | Director, Executive |
| Barbra Keck | Executive |
| Simon King | Director |
| Simon Ogier | Executive |
| Sri Peruvemba | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
Manchester Technology Ctr, Hexagon Tower Delaunays Rd., Blackley
Manchester, X0, M9 8GQ
Manchester, X0, M9 8GQ