Form D · Other Energy
SMART WIRES INC.
Union City, CA · CIK 0001531223
Offering snapshot reported Jan 2, 2020 · SEC filing
- Reported sold
- $43.1M Offering amount: $85.8M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 18, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 2, 2020 | Initial | $43,113,578 | No comparison | 4 | SEC filing |
| Nov 13, 2018 | Initial | $5,931,750 | No comparison | 1 | SEC filing |
| May 30, 2018 | Initial | $54,617,368 | No comparison | 5 | SEC filing |
| Feb 2, 2016 | Initial | $19,999,999 | No comparison | 2 | SEC filing |
| Jun 3, 2015 | Initial | $17,349,338 | No comparison | 1 | SEC filing |
| Jun 11, 2014 | Amendment | $18,393,163 | $5,000,006vs Mar 11, 2014 | 2 | SEC filing |
| Mar 11, 2014 | Initial | $13,393,157 | No comparison | 2 | SEC filing |
| Nov 15, 2012 | Amendment | $10,000,000 | $3,000,000vs Mar 9, 2012 | 1 | SEC filing |
| Mar 9, 2012 | Amendment | $7,000,000 | $4,000,000vs Sep 27, 2011 | 1 | SEC filing |
| Sep 27, 2011 | Initial | $3,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-357000
Total Amount Sold includes $10,113,578.08 of shares issued upon conversion of convertible notes.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Alexa Capital Ltd (Global Alliance Securities, LLC 15a-6 service provider to Alexa Capital Ltd.) | None | Global Alliance Securities, LLC · CRD 167164 |
Source: Form D, filed Jan 2, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Anthony Arnerich | Director |
| Tony Arnerich | Director |
| Christopher Bass | Director |
| Frederick W. Buckman | Director |
| James C David | Director, Executive |
| James C Davis | Director, Executive |
| Mark Freyman | Executive |
| Woody Gibson | Executive |
| Haroon Inam | Executive |
| Frank Kreikebaum | Executive |
| Mark Lewis | Director |
| Jane Lindner | Director |
| Alexandra Pressman | Executive |
| Stewart Ramsay | Director, Executive |
| Gregg Rotenberg | Director, Executive |
| Jay Schmelter | Director |
| Steven Specker | Director |
| Randy Sprout | Executive |
| Gregory Tibbitts | Executive |
| Thomas Voss | Director |
| Nicholas Walrod | Director |
Issuer details
Industry: Other Energy (See others in industry)
Address:
3292 Whipple Road
Union City, CA, 94587
Union City, CA, 94587