Form D · Energy Conservation

Smart OES LLC

Houston, TX · CIK 0001512087

Offering snapshot reported Jun 18, 2018 · SEC filing

Reported sold
$100K
Offering amount: $500K
Investors reported
1
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Jan 10, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$50K$100KJan 5, 2018: $100,000.00Jan 5, 2018Apr 11, 2018: $100,000.00Apr 11, 2018Apr 11, 2018: $100,000.00Jun 18, 2018: $100,000.00Jun 18, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 18, 2018Amendment$100,000$0vs Apr 11, 20181SEC filing
Apr 11, 2018Amendment$100,000$0vs Apr 11, 20181SEC filing
Apr 11, 2018Amendment$100,000$0vs Jan 5, 20181SEC filing
Jan 5, 2018Initial$100,000No comparison1SEC filing
Mar 7, 2017Amendment$1,221,525$606,750vs Jul 27, 201549SEC filing
Jul 27, 2015Amendment$614,775$0vs Jul 24, 201517SEC filing
Jul 24, 2015Amendment$614,775$421,775vs Oct 19, 201217SEC filing
Oct 19, 2012Amendment$193,000No comparison0SEC filing
Nov 28, 2011InitialYet to sellNo comparison0SEC filing
Mar 1, 2011Initial$10,000No comparison1SEC filing
Feb 14, 2011Amendment$150,000$0vs Feb 7, 201115SEC filing
Feb 7, 2011Initial$150,000No comparison15SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-302526

Source: Form D, filed Jun 18, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kevin Chell Executive
Bryan Guido Hassin Director, Executive
William Y Zakroff Director, Executive

Issuer details

Industry: Energy Conservation (See others in industry)

Address:
411 Woodland Street
Houston, TX, 77009-7246
Phone: 7138800102