Form D · REITS and Finance
Smart Markets Carolinas REIT Trust
San Francisco, CA · CIK 0001725606
Offering snapshot reported Dec 19, 2017 · SEC filing
- Reported sold
- $123K Offering amount: $125K
- Investors reported
- 123 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Dec 12, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 19, 2017 | Initial | $123,000 | No comparison | 123 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.25K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-301111
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Charles Harrison | 3071551 | H & L Equities, LLC · CRD 113794 |
| Phyllis Johnson | 1020488 | H & L Equities, LLC · CRD 113794 |
| Patrick Whelchel | 5389090 | H & L Equities, LLC · CRD 113794 |
| Scott Harrison | 4981070 | H & L Equities, LLC · CRD 113794 |
| Lori Mayfield | 4899271 | H & L Equities, LLC · CRD 113794 |
Source: Form D, filed Dec 19, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brian Bill | Executive |
| Mark D. Carlson | Executive |
| Gary Hunter | Executive |
| Albert J. Jehle | Executive |
| Thomas Mac Johnson | Executive |
| Tuba Malinowski | Executive |
| David Nix | Executive |
| Sol A. Raso | Executive |
| N/A Smart Markets Fund Holdings, Llc | Promoter |
| Breanna Staggs | Executive |
| Daniel S. Weaver | Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
C/O Stockbridge Capital Group Four Embarcadero Center, Suite 3300
San Francisco, CA, 94111
San Francisco, CA, 94111