Form D · Other Banking and Financial Services
Small Exchange, Inc.
Chicago, IL · CIK 0001776981
Offering snapshot reported Nov 19, 2021 · SEC filing
- Reported sold
- $5M Offering amount: $11M
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Nov 12, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 19, 2021 | Initial | $5,000,007 | No comparison | 8 | SEC filing |
| Jan 11, 2021 | Initial | $5,092,693 | No comparison | 7 | SEC filing |
| Jun 15, 2020 | Initial | $4,000,000 | No comparison | 2 | SEC filing |
| May 16, 2019 | Initial | $10,000,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-421799
Source: Form D, filed Nov 19, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Matthew Gelber | Director |
| Matt Hellmuth | Executive |
| Patrick J. Kenny | Director |
| Joseph Marinaro | Director |
| Donald Roberts | Executive |
| Donnie Roberts | Executive |
| Kristine Ross | Director |
| George Ruhana | Director |
| Tom Sosnoff | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
327 N. Aberdeen St.
Chicago, IL, 60607
Chicago, IL, 60607