Form D · Hedge Fund
Small Cap Core Fund, a series of The PanAgora Group Trust
Boston, MA · CIK 0001475777
Offering snapshot reported Dec 2, 2021 · SEC filing
- Reported sold
- $169M Indefinite offering
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 1, 2002 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 2, 2021 | Amendment | $169,285,549 | $0vs Dec 2, 2020 | 18 | SEC filing |
| Dec 2, 2020 | Amendment | $169,285,549 | $0vs Dec 2, 2019 | 18 | SEC filing |
| Dec 2, 2019 | Amendment | $169,285,549 | $1,500,000vs Dec 12, 2018 | 18 | SEC filing |
| Dec 12, 2018 | Amendment | $167,785,549 | $0vs Jul 19, 2018 | 18 | SEC filing |
| Jul 19, 2018 | Amendment | $167,785,549 | $5,000,000vs Jul 25, 2017 | 18 | SEC filing |
| Jul 25, 2017 | Amendment | $162,785,549 | $0vs Jul 29, 2016 | 17 | SEC filing |
| Jul 29, 2016 | Amendment | $162,785,549 | $0vs Jan 14, 2016 | 17 | SEC filing |
| Jan 14, 2016 | Amendment | $162,785,549 | $114,070,469vs Sep 17, 2014 | 16 | SEC filing |
| Sep 17, 2014 | Amendment | $48,715,080 | $28,418,452vs Jan 5, 2012 | 7 | SEC filing |
| Jan 5, 2012 | Amendment | $20,296,628 | -$23,236,715vs Nov 4, 2009 | 3 | SEC filing |
| Nov 4, 2009 | Initial | $43,533,343 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-135860
Source: Form D, filed Dec 2, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SMALL CAP CORE FUND
Investment adviser: PANAGORA ASSET MANAGEMENT INC
- Gross asset value
- $48.3M
- Beneficial owners
- 2
- ADV minimum commitment
- $0
Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE, LLP
PCAOB 34
Filing source
Form ADV 1636761 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-2704171714
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Hsiaoping B. Hua | Director, Executive |
| Yutaka Ideguchi | Director |
| Louis Xavier Iglesias | Executive |
| Hiroshi H. Ishimura | Director |
| Keisuke Kawasaki | Director |
| Tomohiko Masuda | Director |
| George Deckey Mussalli | Executive |
| Robert Jeffery Orr | Director |
| N/A Pan Agora Asset Management, Inc. | Promoter |
| Edward Enping Qian | Executive |
| Robert Lloyd Reynolds | Director |
| Philip Keebler Ryan | Director |
| Eric Hevering Sorensen | Director, Executive |
| Paul Sutton | Executive |
| N/A The Bank Of New York Mellon | Director |
| Richard B. Tibbetts | Director |
| Gregory Dennis Tretiak | Director |
| Michael H. Turpin | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boston, MA, 02110