Form D · REITS and Finance

SM REIT, LLC

Los Angeles, CA · CIK 0001696668

Offering snapshot reported Jan 31, 2017 · SEC filing

Reported sold
$110K
Offering amount: $110K
Investors reported
110
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Jan 17, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 31, 2017Initial$110,000No comparison110SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$5.5K
Finders' fees
$0
Form D file number
021-279693

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Charles Harrison3071551H & L Equities, LLC · CRD 113794
Phyllis Johnson1020488H & L Equities, LLC · CRD 113794
Patrick Whelchel5389090H & L Equities, LLC · CRD 113794
Scott Harrison4981070H & L Equities, LLC · CRD 113794
Lori Mayfield4899271H & L Equities, LLC · CRD 113794

Source: Form D, filed Jan 31, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Block G Holdings Gp2, Llc Director
N/A Block G Holdings, Lp Director
Kelly Eppich Executive
Charles E. Garner Ii Executive
Shaul Kuba Executive
Nicholas V. Morosoff Executive
Richard S. Ressler Executive
Eric Rubenfeld Executive
Avraham Shemesh Executive
David Thompson Executive
Terry Wachsner Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
4700 Wilshire Boulevard
Los Angeles, CA, 90010