Form D · Hedge Fund

SLS Investors, L.P.

New York, NY · CIK 0001092468

Offering snapshot reported Feb 28, 2019 · SEC filing

Reported sold: $582M
Investors reported: 160
Minimum accepted: $0
First sale: Jul 1, 1999

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 28, 2019	Amendment	$582,340,198	$0vs Feb 28, 2018	160	SEC filing
Feb 28, 2018	Amendment	$582,340,198	$0vs Feb 28, 2017	160	SEC filing
Feb 28, 2017	Amendment	$582,340,198	$150,553vs Mar 3, 2016	160	SEC filing
Mar 3, 2016	Amendment	$582,189,645	$4,757,194vs Mar 3, 2015	160	SEC filing
Mar 3, 2015	Amendment	$577,432,451	$3,015,629vs Mar 4, 2014	160	SEC filing
Mar 4, 2014	Amendment	$574,416,822	$240,865vs Mar 4, 2013	157	SEC filing
Mar 4, 2013	Amendment	$574,175,957	$77,724,030vs Mar 7, 2012	157	SEC filing
Mar 7, 2012	Amendment	$496,451,927	$0vs Mar 2, 2011	157	SEC filing
Mar 2, 2011	Amendment	$496,451,927	$26,345,927vs Mar 5, 2010	157	SEC filing
Mar 5, 2010	Amendment	$470,106,000	$30,829,962vs Mar 12, 2009	168	SEC filing
Mar 12, 2009	Initial	$439,276,038	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-127769

Source: Form D, filed Feb 28, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SLS INVESTORS, LP

Investment adviser: SLS MANAGEMENT, LLC

Gross asset value: $129M
Beneficial owners: 20
ADV minimum commitment: $2M

Reported in Form ADV on Mar 27, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

BARCLAYS CAPITAL INC.
SEC 8-41342

MORGAN STANLEY & CO. LLC
SEC 8-15869

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1197203 · Mar 27, 2018 · Schedule D 7.B.(1), fund 805-9439950580

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Sls Capital, L.L.C.	Executive
Sls Management, Llc	Executive
Scott Swid	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Sls Capital, L.L.C 37 West 57 Th Street, 10 Th Floor
New York, NY, 10019