Form D · Private Equity Fund

SLP IV Technology Trust

New York, NY · CIK 0001554503

Offering snapshot reported Jan 23, 2013 · SEC filing

Reported sold
$448M
Offering amount: $448M
Investors reported
808
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 20, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$224M$448MJul 24, 2012: $320,500,000.00Jul 24, 2012Dec 6, 2012: $348,670,000.00Dec 6, 2012Jan 23, 2013: $447,695,000.00Jan 23, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$348,670,000 → $447,695,000
  • Reported investors807 → 808

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 23, 2013Amendment$447,695,000$99,025,000vs Dec 6, 2012808SEC filing
Dec 6, 2012Amendment$348,670,000$28,170,000vs Jul 24, 2012807SEC filing
Jul 24, 2012Initial$320,500,000No comparison730SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-181677
The entity listed in Item 12 is not paid by the issuer. It receives commissions or similar sales compensation equal to a percentage of the commitment made by each investor directly from such investor.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Jan 23, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Costabile Director
Deann Dubey Morgan Director
Colleen Rusch Director
Steven Suss Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4 World Financial Center 250 Vesey Street
New York, NY, 10080