Form D · Private Equity Fund
SLP IV Technology Fund (Offshore), L.P.
New York, NY · CIK 0001554502
Offering snapshot reported Dec 6, 2012 · SEC filing
- Reported sold
- $99M Offering amount: $99M
- Investors reported
- 214 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 20, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$2,037,000 → $99,025,000
- Reported investors24 → 214
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 6, 2012 | Amendment | $99,025,000 | $96,988,000vs Jul 24, 2012 | 214 | SEC filing |
| Jul 24, 2012 | Initial | $2,037,000 | No comparison | 24 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-181678
The entities listed in Item 12 are not paid by the issuer. They receive commissions or similar sales compensation equal to a percentage of the commitment made by each investor directly from such investor.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | |
| Merrill Lynch International & Co. C.V. | None |
Source: Form D, filed Dec 6, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sheldon Chang | Director |
| Deann Morgan | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10080