Form D · Hedge Fund

SLF INDUSTRY, L.P.

San Francisco, CA · CIK 0001487238

Offering snapshot reported Aug 6, 2013 · SEC filing

Reported sold
$4.72M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 1, 2010
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 6, 2013Initial$4,721,997No comparison2SEC filing
Mar 17, 2011Initial$11,685,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-200814

Source: Form D, filed Aug 6, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SLF INDUSTRY, LP

Investment adviser: TECHNOLOGY OPPORTUNITY VENTURES, LLC

Gross asset value
$4.42M
Beneficial owners
2
ADV minimum commitment
$1M

Reported in Form ADV on Mar 21, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CONIFER FUND SERVICES, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 795750 · Mar 21, 2014 · Schedule D 7.B.(1), fund 805-6129821604

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steven L. Fingerhood Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Ferry Building Suite 255
San Francisco, CA, 94111