Form D · Private Equity Fund

SL Liquidation Fund L.P.

New York, NY · CIK 0001564320

Offering snapshot reported Aug 29, 2014 · SEC filing

Reported sold
$9.82M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.91M$9.82MDec 14, 2012: $9,415,000.00Dec 14, 2012Aug 29, 2014: $9,815,000.00Aug 29, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$9,415,000 → $9,815,000
  • Reported investors3 → 4

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 29, 2014Amendment$9,815,000$400,000vs Dec 14, 20124SEC filing
Dec 14, 2012Initial$9,415,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-188361

Source: Form D, filed Aug 29, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SL LIQUIDATION FUND LP

Investment adviser: STONE LION L.P.

Gross asset value
$4.14M
Beneficial owners
1
ADV minimum commitment
$100K

Reported in Form ADV on Mar 31, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTAD, Other Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 1195119 · Mar 31, 2018 · Schedule D 7.B.(1), fund 805-7864711968

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Claudia Borg Executive
George Hanley Executive
Gregory Hanley Executive
Alan Mintz Executive
Danielle Schaefer Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
555 Fifth Avenue 18 Th Floor
New York, NY, 10017