Form D · Other Banking and Financial Services
SJB Escrow Corp
New York, NY · CIK 0001484323
Offering snapshot reported Feb 26, 2010 · SEC filing
- Reported sold
- $524M Offering amount: $524M
- Investors reported
- 86 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Feb 16, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 26, 2010 | Initial | $524,303,380 | No comparison | 86 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $10.3M
- Finders' fees
- $0
- Form D file number
- 021-139067
Aggregate of $424,303,380 worth of 21,215,169 shares of Class A Common Stock and aggregate of $100,000,000 worth of Class B Common Stock. 7,165,131 Warrants to purchase either Class A or Class B Common Stock were issued for no additional consideration.
Of such fee, $6,014,518 has been paid and $4,296,085 is payable upon consummation of Qualified Investment Transaction (as defined in offering memorandum). No fee paid in connection with sales of Class B and certain sales of Class A Common Stock.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None | Deutsche Bank Securities Inc. · CRD 2525 |
Source: Form D, filed Feb 26, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bruce A. Beal, Jr. | Director, Executive, Promoter |
| Jeff T. Blau | Director, Executive, Promoter |
| Stephen Eisenstein | Director |
| Glenn Eubanks | Director |
| Wayne K. Goldstein | Director |
| James Harmon | Director |
| Jack Kopnisky | Director |
| Stephen M. Ross | Director, Promoter |
| Stuart Rothenberg | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
60 Columbus Circle
New York, NY, 10005
New York, NY, 10005