Form D · Other
Siyata Mobile Inc.
Montreal, A8 · CIK 0001649009
Offering snapshot reported Oct 20, 2022 · SEC filing
- Reported sold
- $4M Offering amount: $4M
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 12, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 20, 2022 | Initial | $4,002,000 | No comparison | 18 | SEC filing |
| Aug 10, 2020 | Initial | $75,154 | No comparison | 4 | SEC filing |
| Aug 4, 2015 | Initial | $97,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-462326
The Company sold a five year Common Share Purchase Warrant concurrently with a registered direct offering of common shares and pre-funded warrants. The Common Share Purchase Warrants have an exercise price of $0.23 per share.
Maxim Group LLC's placement agent fees were combined with public offering fees and not broken out separately.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Maxim Group LLC | 120708 |
Source: Form D, filed Oct 20, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gerald Bernstein | Executive |
| Gidi Bracha | Executive |
| Brian Budd | Director |
| Lourdes Felix | Director |
| Peter Goldstein | Director |
| Gil Gurfinkel | Director, Executive |
| Richard Hoy | Director |
| Glenn Kennedy | Executive |
| Michael Kron | Director |
| Steven Ospalak | Director |
| Marc Seelenfreund | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
1001 Lenoir St., Suite A 41
Montreal, A8, H4C 2Z6
Montreal, A8, H4C 2Z6