Form D · Other Investment Fund

Sixty West O4W Opportunity Fund, LLC

Dexter, MO · CIK 0001767413

Offering snapshot reported Feb 23, 2021 · SEC filing

Reported sold
$20M
Offering amount: $27M
Investors reported
61
Form D · investor count
Minimum accepted
$17.7K
Reported outside-investor minimum
First sale
Dec 21, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.98M$20MFeb 8, 2019: $1,300,000.00Feb 8, 2019May 17, 2019: $6,175,586.00Jul 17, 2019: $8,827,952.00Aug 15, 2019: $9,127,952.00Nov 7, 2019: $11,916,608.00Dec 18, 2019: $14,151,905.00Jan 8, 2020: $17,177,905.00Feb 20, 2020: $17,627,905.00Feb 23, 2021: $19,963,717.00Feb 23, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$17,627,905 → $19,963,717
  • Reported investors58 → 61

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 23, 2021Amendment$19,963,717$2,335,812vs Feb 20, 202061SEC filing
Feb 20, 2020Amendment$17,627,905$3,476,000vs Dec 18, 201958SEC filing
Jan 8, 2020Amendment$17,177,905$3,026,000vs Dec 18, 201956SEC filing
Dec 18, 2019Amendment$14,151,905$2,235,297vs Nov 7, 201946SEC filing
Nov 7, 2019Amendment$11,916,608$2,788,656vs Aug 15, 201940SEC filing
Aug 15, 2019Amendment$9,127,952$300,000vs Jul 17, 201934SEC filing
Jul 17, 2019Amendment$8,827,952$2,652,366vs May 17, 201932SEC filing
May 17, 2019Amendment$6,175,586$4,875,586vs Feb 8, 201922SEC filing
Feb 8, 2019Initial$1,300,000No comparison6SEC filing

Offering details

Securities
Equity
Exemptions
06c
Duration over one year
Yes
Business combination
No
Sales commissions
$386K (estimated)
Finders' fees
$0
Form D file number
021-332438
Includes both selling commissions and due diligence fees.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Patrick Capital Markets, LLC16518Patrick Capital Markets, LLC · CRD 16518
Capulent LLC155155Capulent LLC · CRD 155155
Dempsey Lord Smith, LLC141238Dempsey Lord Smith, LLC · CRD 141238
Emerson Equity LLC130032Emerson Equity LLC · CRD 130032
Center Street Securities, Inc.26898Center Street Securities, Inc. · CRD 26898
Centaurus Financial, Inc.30833Centaurus Financial, Inc. · CRD 30833
Kalos Capital, Inc.44337Kalos Capital, Inc. · CRD 44337
Capital Investment Group, Inc.14752Capital Investment Group, Inc. · CRD 14752
Purshe Kaplan Sterling Investments35747Purshe Kaplan Sterling Investments · CRD 35747
Cabot Lodge Securities159712Cabot Lodge Securities · CRD 159712

Source: Form D, filed Feb 23, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jason Cordon Executive
Stephen Holden Executive
Matthew Mills Executive
Natalie Riley Executive
N/A Sixty West Capital, Llc Director
N/A Sixty West Funds, Llc Director
N/A Sixty West O4 W Fund Manager, Llc Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
718 West Business Highway 60
Dexter, MO, 63841