Form D · Other
SIXTH WAVE INNOVATIONS INC.
Bedford, A5 · CIK 0001515251
Offering snapshot reported Nov 30, 2022 · SEC filing
- Reported sold
- $643K Offering amount: $643K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 15, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 30, 2022 | Initial | $642,500 | No comparison | 1 | SEC filing |
| Jan 6, 2022 | Initial | $7,803 | No comparison | 1 | SEC filing |
| Apr 16, 2021 | Initial | $714,010 | No comparison | Not reported | SEC filing |
| Feb 4, 2021 | Initial | $250,000 | No comparison | 1 | SEC filing |
| Jan 4, 2021 | Initial | $298,089 | No comparison | 1 | SEC filing |
| Nov 27, 2020 | Initial | $4,593 | No comparison | 1 | SEC filing |
| Sep 24, 2020 | Initial | $56,348 | No comparison | 1 | SEC filing |
| Feb 28, 2020 | Amendment | $3,939,163 | $2,398,770vs Jan 7, 2020 | 10 | SEC filing |
| Jan 7, 2020 | Amendment | $1,540,393 | $855,774vs Oct 28, 2019 | 3 | SEC filing |
| Oct 28, 2019 | Amendment | $684,619 | $114,103vs Aug 13, 2019 | 2 | SEC filing |
| Aug 13, 2019 | Initial | $570,516 | No comparison | 1 | SEC filing |
| Jan 14, 2019 | Initial | $227,439 | No comparison | 2 | SEC filing |
| Jan 19, 2018 | Initial | $27,965 | No comparison | 2 | SEC filing |
| Mar 18, 2011 | Initial | $25,888 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-466092
Total Offering Amount represents principal amount of Secured Promissory Grid Note ($612,500) and common shares (788,000 x C$0.05, converted at US$1:C$1.32).
Secured Promissory Grid Note, at an interest rate of 10% per annum, due October 25, 2023.
Source: Form D, filed Nov 30, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Peter Born | Executive |
| Steven J Bruk | Director |
| John Cowan | Executive |
| David Fransen | Director |
| Jonathan Gluckman | Director, Executive |
| D. Barry Lee | Director, Executive |
| Barry D. Lee | Director, Executive |
| H. Ken Maddison | Director |
| Peter Manuel | Director |
| Sherman Mc Gill | Director |
| James Mc Kenzie | Director |
| Grant Mitchell | Director |
| Sokhie Puar | Director |
| Scot Robinson | Director |
| Gilbert G. Schneider | Director |
| Patricia Steadman | Director |
| John Veltheer | Director, Executive |
| Nicole Wood | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Suite 110, 210 Waterfront Drive
Bedford, A5, B4A 0H3
Bedford, A5, B4A 0H3