Form D · Other Investment Fund
Sit Rising Interest Rate Fund II, Ltd.
Minneapolis, MN · CIK 0001557552
Offering snapshot reported Sep 6, 2012 · SEC filing
- Reported sold
- $65M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jul 31, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 6, 2012 | Initial | $65,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-183714
Shares of the Issuer are offered on a continuous basis with no maximum amount of capital to be raised, therefore the total offering amount is indefinite. We anticipate the Issuer will have a limited number of investors investing under $100,000,000.
Source: Form D, filed Sep 6, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SIT RISING INTEREST RATE FUND II, LTD.
Investment adviser: SIT FIXED INCOME ADVISORS II, LLC
- Gross asset value
- $92.3M
- Beneficial owners
- 3
- ADV minimum commitment
- $1M
Reported in Form ADV on Jan 9, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
INTL FCSTONE SECURITIES INC.
CRD 45993 · SEC 8-51269
Filing source
Form ADV 865396 · Jan 9, 2015 · Schedule D 7.B.(1), fund 805-4408076144
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael C. Brilley | Director, Executive |
| Bryce A. Doty | Executive |
| Roger J. Sit | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Minneapolis, MN, 55402