Form D · Other Investment Fund

Sit Alpha III Bond Fund, Ltd.

Minneapolis, MN · CIK 0001536170

Offering snapshot reported Dec 5, 2011 · SEC filing

Reported sold
$22.3M
Offering amount: $100M
Investors reported
8
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Dec 1, 2010
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 5, 2011Initial$22,290,000No comparison8SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-169603

Source: Form D, filed Dec 5, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SIT ALPHA III BOND FUND, LTD.

Investment adviser: SIT FIXED INCOME ADVISORS II, LLC

Gross asset value
$31.9M
Beneficial owners
3
ADV minimum commitment
$1M

Reported in Form ADV on Jun 22, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States
Custodian PRINCIPAL FINANCIAL GROUP DES MOINES, Iowa, United States Related to adviser: No
Prime broker STONEX FINANCIAL INC. WINTER PARK, Florida, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG LLP
PCAOB 185

PRINCIPAL FINANCIAL GROUP
LEI 549300GJUS3RD4RG4D56

STONEX FINANCIAL INC.
CRD 45993 · SEC 8-51269

Filing source

Form ADV 2114777 · Jun 22, 2026 · Schedule D 7.B.(1), fund 805-8571131232

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael C. Brilley Executive
Bryce A. Doty Executive
Roger J. Sit Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3300 Ids Center, 80 S. 8 Th Street
Minneapolis, MN, 55402