Form D · Hedge Fund

Sistema Fund Ltd

Hong Kong, K3 · CIK 0001606864

Offering snapshot reported Jan 21, 2016 · SEC filing

Reported sold: $35M
Investors reported: 3
Minimum accepted: $1M
First sale: Aug 7, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 21, 2016	Amendment	$35,000,000	$0vs Jan 23, 2015	3	SEC filing
Jan 23, 2015	Amendment	$35,000,000	$0vs Aug 13, 2014	3	SEC filing
Aug 13, 2014	Initial	$35,000,000	No comparison	3	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-222789

Source: Form D, filed Jan 21, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SISTEMA FUND LIMITED

Investment adviser: OCP ASIA LIMITED

Gross asset value: $38M
Beneficial owners: 3
ADV minimum commitment: $1M

Reported in Form ADV on Sep 27, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITI FUND SERVICES (ASIA) LIMITED HONG KONG, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP SINGAPORE, Singapore

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1042510 · Sep 27, 2016 · Schedule D 7.B.(1), fund 805-3889283670

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
William Jones	Director
John Lewis	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

L/34 Gloucester Tower The Landmark, 15 Queen's Road Central
Hong Kong, K3, 0000