Form D · Hedge Fund

SISF Offshore Fund

St Francis, WI · CIK 0001315661

Offering snapshot reported Apr 6, 2011 · SEC filing

Reported sold: $700K
Investors reported: 1
Minimum accepted: $1M
First sale: Jan 1, 2005

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 6, 2011	Amendment	$700,000	$0vs Feb 25, 2010	1	SEC filing
Feb 25, 2010	Initial	$700,000	No comparison	1	SEC filing
Feb 23, 2009	Amendment	$700,000	No comparison	Not reported	SEC filing
Feb 4, 2005	Paper	Not reported	No comparison	Not reported	SEC filing
Jan 24, 2005	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-73536

Source: Form D, filed Apr 6, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SISF OFFSHORE FUND

Investment adviser: STARK & ROTH LLC

Gross asset value: $1.08M
Beneficial owners: 29
ADV minimum commitment: $1M

Reported in Form ADV on Mar 28, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS GLOBAL FUND SERVICES, LTD. DUBLIN, Ireland Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor BAKER TILLY VIRCHOW KRAUSE, LLP MILWAUKEE, Wisconsin, United States

Custodian NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1067184 · Mar 28, 2017 · Schedule D 7.B.(1), fund 805-4438081776

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michael A Roth	Executive
Brian J Stark	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

3600 South Lake Dr
St Francis, WI, 53235-3716