Form D · Hedge Fund

Sirios Liquid Alternatives Fund, Ltd.

Grand Cayman, E9 · CIK 0001597000

Offering snapshot reported Jan 10, 2020 · SEC filing

Reported sold: $9.9M
Investors reported: 2
Minimum accepted: $0
First sale: Mar 1, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 10, 2020	Amendment	$9,900,000	$0vs Jan 11, 2019	2	SEC filing
Jan 11, 2019	Amendment	$9,900,000	$5,000,000vs Jan 12, 2018	2	SEC filing
Jan 12, 2018	Amendment	$4,900,000	$0vs Jan 13, 2017	2	SEC filing
Jan 13, 2017	Amendment	$4,900,000	$0vs Jan 15, 2016	2	SEC filing
Jan 15, 2016	Amendment	$4,900,000	$0vs Jan 15, 2015	2	SEC filing
Jan 15, 2015	Amendment	$4,900,000	No comparison	2	SEC filing
Jan 16, 2014	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-210275

Source: Form D, filed Jan 10, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SIRIOS LIQUID ALTERNATIVES FUND, LTD.

Investment adviser: SIRIOS CAPITAL MANAGEMENT, L.P.

Gross asset value: $7.32M
Beneficial owners: 1
ADV minimum commitment: $5M

Reported in Form ADV on May 23, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG (CAYMAN ISLANDS) GEORGE TOWN, Cayman Islands

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer HERALD INVESTMENT MARKETING, LLC CHADDS FORD, Pennsylvania, United States Related to adviser: No

Marketer IM GLOBAL PARTNER US, LLC CONSHOHOCKEN, Pennsylvania, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG (CAYMAN ISLANDS)
PCAOB 1655

GOLDMAN SACHS & CO. LLC
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

HERALD INVESTMENT MARKETING, LLC
CRD 285573 · SEC 8-69854

IM GLOBAL PARTNER US, LLC
CRD 297426 · SEC 801-113506

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1324906 · May 23, 2019 · Schedule D 7.B.(1), fund 805-6358830696

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Christopher Bowring	Director
John F. Brennan, Jr.	Director
Ian Goodall	Director
Tim Woolaver	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Citco Fund Administration 89 Nexus Way, 2 Nd Floor
Grand Cayman, E9, KY1-1205