Form D · Other
Sintana Energy Inc.
Toronto, A6 · CIK 0001630989
Offering snapshot reported Mar 18, 2022 · SEC filing
- Reported sold
- $3.48M Offering amount: $9.29M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 8, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 18, 2022 | Initial | $3,482,303 | No comparison | 7 | SEC filing |
| Jan 25, 2022 | Initial | $600,000 | No comparison | 1 | SEC filing |
| Aug 8, 2018 | Initial | $496,665 | No comparison | 1 | SEC filing |
| Aug 8, 2018 | Initial | $19,035 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $244K
- Finders' fees
- $0
- Form D file number
- 021-437947
"Total Remaining to be Sold" is the aggregate purchase price of shares underlying warrants sold in this offering. U.S. dollar amounts are based on the Bank of Canada exchange rate 0.7772 reported on March 8, 2022.
Each Unit consists of 1 cm sh & 1 cm sh purchase wrt. Each wrt entitles the holder to purchase 1 cm sh at a price of CDN$0.25 for a period of 24 months following the closing date.
7% of gross proceeds.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| GLOBAL ALLIANCE SECURITIES LLC | 167164 |
Source: Form D, filed Mar 18, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sean Austin | Executive |
| Robert Bose | Director |
| David Cherry | Executive |
| Dean Gendron | Director |
| Bruce Linton | Director, Executive |
| Doug Manner | Director, Executive |
| Douglas Manner | Director, Executive |
| Carmelo Marrelli | Executive |
| Bruno Maruzzo | Director |
| Keith Spickelmier | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
82 Richmond Street East Suite 201
Toronto, A6, M5C 1P1
Toronto, A6, M5C 1P1