Form D · Other
Sino-Global Shipping America, Ltd.
Roslyn, NY · CIK 0001422892
Offering snapshot reported Feb 16, 2021 · SEC filing
- Reported sold
- $13.6M Offering amount: $13.6M
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 6, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 16, 2021 | Initial | $13,599,793 | No comparison | 14 | SEC filing |
| Feb 16, 2021 | Initial | $28,509,000 | No comparison | 14 | SEC filing |
| Dec 23, 2020 | Initial | $4,836,000 | No comparison | 6 | SEC filing |
| Feb 6, 2020 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
| Aug 9, 2019 | Initial | $350,000 | No comparison | 2 | SEC filing |
| Dec 26, 2018 | Initial | $500,000 | No comparison | 500,000 | SEC filing |
| Mar 19, 2018 | Initial | $3,000,000 | No comparison | 17 | SEC filing |
Offering details
- Securities
- Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $952K
- Finders' fees
- $0
- Form D file number
- 021-389593
Issuer received gross proceeds of $13,599,792.50 from the issuance of 1,998,500 shares of its common stock in a registered direct offering, and a concurrent private placement of warrants to purchase up to 1,998,500 shares of common stock.
Placement agent received a fee of 7% of the gross proceeds from the offering of shares and reimbursement of $45,000 in expenses.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Maxim Group LLC | 281147 |
Source: Form D, filed Feb 16, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lei Cao | Director, Executive |
| Bradley Haneberg | Director |
| Xiaohuan Huang | Director |
| Zhikang Huang | Director |
| Wang Jing | Director |
| Jianming Li | Director |
| Tieliang Liu | Director |
| Lei Nei | Executive |
| Tuo Pan | Executive |
| Jing Wang | Director |
| Xintang You | Executive |
| Ming Zhu | Director |
Issuer details
Industry: Other (See others in industry)
Address:
1044 Northern Boulevard
Roslyn, NY, 11576
Roslyn, NY, 11576