Form D · Other Energy
Sino Clean Energy Inc
Xi?An, Shaanxi Province, F4 · CIK 0001120096
Offering snapshot reported Jul 29, 2009 · SEC filing
- Reported sold
- $11.6M Offering amount: $12M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 1, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 29, 2009 | Initial | $11,592,000 | No comparison | 13 | SEC filing |
| Jul 16, 2009 | Initial | $5,415,000 | No comparison | 17 | SEC filing |
| Oct 21, 2008 | Initial | $800,650 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $471K
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-123592
The Company issued $11,592,000 in total of the notes and warrants in two closings. The investors in this offering purchased $6,177,000 of notes and warrants, and the investors in the offering dated July 1, 2009, purchased $5,415,000 of notes and warrants.
The amount of commissions reported herein is for the second closing of the transcation on July 20, 2009. As reported in Form D filed on July 16, 2009, the Company previously paid $424,900 in the first closing of the transcation.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| AXIOM CAPITAL MANAGEMENT, INC. | 26580 |
Source: Form D, filed Jul 29, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Zidong Cao | Director |
| Hon Wan Chan | Executive |
| Caixia Peng | Executive |
| Baowen Ren | Director, Executive |
| Bennet P. Tchaikovsky | Director |
| Wenjie Zhang | Director |
| Peng Zhou | Director |
Issuer details
Industry: Other Energy (See others in industry)
Address:
Room 2205, Suite A, Zhengxin Building No.5 Gaoxin 1 St Road, Gao Xin District,
Xi?An, Shaanxi Province, F4, 710075
Xi?An, Shaanxi Province, F4, 710075