Form D · Venture Capital Fund
SINEWAVE VENTURES FUND III, L.P
Mclean, VA · CIK 0001929201
Offering snapshot reported Jul 12, 2023 · SEC filing
- Reported sold
- $160M Indefinite offering
- Investors reported
- 217 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- May 25, 2022 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$63,525,000 → $160,344,000
- Reported investors63 → 217
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 12, 2023 | Amendment | $160,344,000 | $96,819,000vs Aug 31, 2022 | 217 | SEC filing |
| Aug 31, 2022 | Amendment | $63,525,000 | No comparison | 63 | SEC filing |
| May 19, 2022 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $724K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-446225
The amount of sales commission is an estimate of the total fees to be paid to placement agents in the offering of interests in the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Morgan Stanley Smith Barney LLC | 149777 | |
| Old City Securities LLC | 171910 |
Source: Form D, filed Jul 12, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Sine Wave Ventures Gp Iii, Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Mclean, VA, 22101