Form D · Other Real Estate
Sims Cathcart Funding, LLC
Fairfield, CT · CIK 0001569096
Offering snapshot reported Jun 3, 2013 · SEC filing
- Reported sold
- $6.26M Offering amount: $6.26M
- Investors reported
- 130 Form D · investor count
- Minimum accepted
- $15K Reported outside-investor minimum
- First sale
- May 30, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 130
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 3, 2013 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jun 3, 2013 | Amendment | $6,260,000 | No comparison | 130 | SEC filing |
| Feb 8, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $338K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-191560
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Herbert J. Sims & Co. Inc. | 3420 |
Source: Form D, filed Jun 3, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| R. Jeffrey Sands | Executive, Promoter |
| William B. Sims | Executive, Promoter |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
2150 Post Road Suite 301
Fairfield, CT, 06824
Fairfield, CT, 06824