Form D · Other Technology
SimpliVity Corp
Westborough, MA · CIK 0001474946
Offering snapshot reported Mar 19, 2015 · SEC filing
- Reported sold
- $175M Offering amount: $175M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 4, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 19, 2015 | Initial | $175,000,007 | No comparison | 12 | SEC filing |
| Nov 27, 2013 | Initial | $56,583,954 | No comparison | 10 | SEC filing |
| Oct 4, 2012 | Initial | $25,696,360 | No comparison | 10 | SEC filing |
| Sep 28, 2012 | Initial | $500,000 | No comparison | 4 | SEC filing |
| Jan 13, 2012 | Amendment | $5,750,000 | $0vs Jan 6, 2012 | 7 | SEC filing |
| Jan 6, 2012 | Initial | $5,750,000 | No comparison | 7 | SEC filing |
| Sep 14, 2010 | Initial | $9,189,000 | No comparison | 8 | SEC filing |
| Oct 21, 2009 | Initial | $1,012,500 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-236284
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Morgan Stanley & Co. LLC | 8209 |
Source: Form D, filed Mar 19, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steve Bagby | Executive |
| Kevin Comolli | Director |
| Tom Grave | Executive |
| Doron Kempel | Director, Executive |
| David Lemont | Director |
| Paul Milbury | Director |
| Matt Murphy | Director |
| Brian Nadeau | Executive |
| Bruce Sachs | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
8 Technology Drive
Westborough, MA, 01581
Westborough, MA, 01581