Form D · Other Investment Fund

Simplex Value Up Trust

Hong Kong, K3 · CIK 0001562445

Offering snapshot reported Nov 19, 2013 · SEC filing

Reported sold: $132M
Investors reported: 11
Minimum accepted: $300K
First sale: Nov 1, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$51,000,000 → $132,000,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 19, 2013	Amendment	$132,000,000	$81,000,000vs Nov 19, 2012	11	SEC filing
Nov 19, 2012	Initial	$51,000,000	No comparison	11	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06c, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $61.5K (estimated)
Finders' fees: $0
Form D file number: 021-187188

Sales commission base on the NAV of the fund.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
IVP Capital LLC	104197

Source: Form D, filed Nov 19, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SIMPLEX VALUE UP TRUST

Investment adviser: SIMPLEX ASSET MANAGEMENT CO., LTD.

Gross asset value: $17.5M
Beneficial owners: 4
ADV minimum commitment: $1M

Reported in Form ADV on May 19, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SMT FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian SUMITOMO MITSUI TRUST BANK, LIMITED (LONDON BRANCH) LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

Filing source

Form ADV 2092686 · May 19, 2026 · Schedule D 7.B.(1), fund 805-1670877449

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Cheung Flora	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

3301 A Tower 1 Lippo Center 89 Queensway
Hong Kong, K3, 999077