Form D · Other
SILVERMEX RESOURCES INC
Vancouver, A1 · CIK 0001207685
Offering snapshot reported Dec 27, 2010 · SEC filing
- Reported sold
- $2.37M Offering amount: $4.09M
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 16, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 27, 2010 | Initial | $2,367,312 | No comparison | 15 | SEC filing |
| Mar 9, 2010 | Initial | $341,232 | No comparison | 2 | SEC filing |
| Jun 5, 2009 | Initial | $215,827 | No comparison | 1 | SEC filing |
| May 18, 2009 | Initial | $1,982,212 | No comparison | Not reported | SEC filing |
| Jul 26, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 22, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $157K
- Finders' fees
- $0
- Form D file number
- 021-152516
13(a) represents the price of the units (3,839,628 units @ C$0.62), plus the aggregate exercise price of the warrants forming part of the units (1,919,812 warrants @ C$0.90), converted to US$. There is no guarantee the warrants will be exercised.
Represents a 7% cash commission, converted to US$. Agents also received a 7% commission payable in compensation options exercisable until December 16, 2010 at an exercise price of C$0.71 per share.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| GLOBAL HUNTER SECURITIES, LLC | 123003 | |
| AXIOM CAPITAL MANAGEMENT INC. | 26580 | |
| SCARSDALE EQUITIES LLC | 134602 |
Source: Form D, filed Dec 27, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Roger Anderson | Director, Executive |
| Arthur Brown | Director |
| Michael H Callahan | Director, Executive |
| Hallein Darby | Executive |
| Robert J Fraser | Executive |
| Robert Clive Gardner | Director, Executive |
| Leslie David Goodman | Director, Executive |
| Richard William Hughes | Director |
| James Murray Mc Donald | Director |
| Kenneth C Mcnaughton | Director |
| Wayne Moorhouse | Executive |
| Duane Nelson | Director, Executive |
| Joseph J Ovsenek | Director |
| Charles E. Schroeder Iii | Director |
| Brian Roy Douglas Smith | Director |
| Lyle Roger Weismantel | Director |
Issuer details
Industry: Other (See others in industry)
Address:
Suite 420, 609 Granville Street
Vancouver, A1, V7Y 1G5
Vancouver, A1, V7Y 1G5