Form D · Commercial Banking
Silvergate Capital Corp
La Jolla, CA · CIK 0001312109
Offering snapshot reported Mar 7, 2018 · SEC filing
- Reported sold
- $114M Indefinite offering
- Investors reported
- 46 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 23, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 7, 2018 | Initial | $114,000,000 | No comparison | 46 | SEC filing |
| Jan 14, 2015 | Initial | $7,999,998 | No comparison | 1 | SEC filing |
| Dec 30, 2011 | Initial | $12,565,231 | No comparison | 3 | SEC filing |
| Jan 13, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $5.7M
- Finders' fees
- $0
- Form D file number
- 021-307071
Keefe, Bruyette & Woods received $3,135,000 in sales commissions. Compass Point received $2,565,000 in sales commissions.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Keefe, Bruyette & Woods, Inc. | 481 | |
| Compass Point Research & Trading, LLC | 126258 |
Source: Form D, filed Mar 7, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Bonino | Executive |
| Karen Brassfield | Director |
| Robert Campbell | Director |
| Paul Colucci | Director |
| Thomas Dirck | Director |
| Thomas Dircks | Director |
| Derek Eisele | Director, Executive |
| Dennis Frank | Director, Executive |
| William Herrick | Director |
| Alan Lane | Director, Executive |
| Regan Lauer | Executive |
| Scott Reed | Director |
| William J. Roy | Director |
| Luke Schock | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
4250 Executive Square Ste 300
La Jolla, CA, 92037
La Jolla, CA, 92037