Form D · Private Equity Fund
SILVERFERN APR II (CAYMAN), L.P.
New York, NY · CIK 0001663238
Offering snapshot reported Jan 25, 2016 · SEC filing
- Reported sold
- $27.9M Offering amount: $27.9M
- Investors reported
- 21 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 14, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 25, 2016 | Initial | $27,941,497 | No comparison | 21 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.5M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-255874
The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests.
An origination fee of $1,500,000 has been paid to The Silverfern Group, Inc. Payments may be made to Citi Private Advisory, LLC and/or its affiliates in the future as management fees are collected by the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| CITI PRIVATE ADVISORY, LLC | 153777 | |
| THE SILVERFERN GROUP, INC. | 119266 | |
| CITIGROUP GLOBAL MARKET INC. | 7059 | |
| CITIGROUP GLOBAL MARKETS LIMITED | None | CITIGROUP GLOBAL MARKETS INC. · CRD 7059 |
| CITIGROUP GLOBAL MARKETS ASIA LIMITED | None | CITIGROUP GLOBAL MARKETS INC. · CRD 7059 |
| CITIGROUP GLOBAL MARKETS SINGAPORE PTE LIMITED | None | CITIGROUP GLOBAL MARKETS INC. · CRD 7059 |
| CITIBANK INTERNATIONAL PLC | None | CITIGROUP GLOBAL MARKETS INC. · CRD 7059 |
| CITIBANK SWITZERLAND AG | None | CITIGROUP GLOBAL MARKETS INC. · CRD 7059 |
| CITITRUST (BAHAMAS) LIMITED | None | CITIGROUP GLOBAL MARKETS INC. · CRD 7059 |
| CITIBANK CANADA INVESTMENT FUNDS LIMITED | None | |
| CITIBANK, N.A., NEW YORK BRANCH | None | |
| CITIBANK, N.A., LONDON BRANCH | None | |
| CITIBANK, N.A., ZURICH BRANCH | None | |
| CITIBANK, N.A., GENEVA BRANCH | None | |
| CITIBANK, N.A., SINGAPORE BRANCH | None | |
| CITIBANK, N.A., HONG KONG BRANCH | None | |
| CITIBANK, N.A., JERSEY, CHANNEL ISLANDS BRANCH | None |
Source: Form D, filed Jan 25, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Clive R. Holmes | Executive, Promoter |
| Reeta K. Holmes | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
599 Lexington Avenue, 47 Th Floor
New York, NY, 10022
New York, NY, 10022