Form D · Other Technology
Upland Software, Inc.
Austin, TX · CIK 0001505155
Offering snapshot reported Jan 2, 2014 · SEC filing
- Reported sold
- $19.8M Offering amount: $19.8M
- Investors reported
- 29 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 20, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 2, 2014 | Initial | $19,823,206 | No comparison | 29 | SEC filing |
| Nov 10, 2010 | Initial | $11,550,000 | No comparison | 14 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-209161
Source: Form D, filed Jan 2, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Hill | Executive |
| John T. Mc Donald | Director, Executive, Promoter |
| Christopher Ney | Executive |
| S. Christopher Ney | Executive, Promoter |
| Steve Sarracino | Director |
| John Thornton | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
401 Congress Ave. Suite 2950
Austin, TX, 78701
Austin, TX, 78701