Form D · Other Banking and Financial Services

Silver Queen Financial Services, Inc.

Greenwood Village, CO · CIK 0001723758

Offering snapshot reported Dec 12, 2017 · SEC filing

Reported sold
$45M
Offering amount: $45M
Investors reported
18
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 29, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 12, 2017Initial$45,000,000No comparison18SEC filing

Offering details

Securities
Debt, Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$563K
Finders' fees
$0
Form D file number
021-300499
Fixed-to-Floating Rate Senior Notes

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Keefe, Bruyette & Woods, Inc.481

Source: Form D, filed Dec 12, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Randy Aiuppy Executive
Kevin Deaver Executive
Matt De Marco Executive
Brad Dietz Executive
Steve D'orazio Executive
Ethan C. Elzen Executive
Dustin Gaab Moser Executive
Randy Ilich Director
Scott Kavanaugh Director
Scott Mc Cullough Executive
Dave Means Executive
Jack Mullin Executive
Roger Orders Director
R. Craig Pica Director
Alyssa Schramm Executive
Anthony Smith Executive
Michael Staskus Director

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
8400 East Prentice Avenue Suite 840
Greenwood Village, CO, 80111