Form D · Other Technology
SilkRoad, Inc.
Chicago, IL · CIK 0001500879
Offering snapshot reported Jul 10, 2014 · SEC filing
- Reported sold
- $11.4M Offering amount: $12.5M
- Investors reported
- 50 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 25, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 10, 2014 | Initial | $11,372,153 | No comparison | 50 | SEC filing |
| May 25, 2012 | Amendment | $34,999,996 | $0vs May 23, 2012 | 49 | SEC filing |
| May 23, 2012 | Amendment | $34,999,996 | $9,953,697vs Apr 11, 2012 | 16 | SEC filing |
| Apr 11, 2012 | Initial | $25,046,299 | No comparison | 16 | SEC filing |
| Sep 9, 2010 | Initial | $28,456,993 | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $114K (estimated)
- Form D file number
- 021-220669
Although $12,500,000 were initially offered, only $11,372,153 were sold. The excess amount will not be offered or sold subsequent to this filing and total remaining should be reflected as 0.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Piper Jaffray and Co. | 665 |
Source: Form D, filed Jul 10, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Merri Bonino Chandler | Executive |
| Mike Cullinane | Executive |
| Alison Davis | Director |
| Andrew J. Filipowski | Director |
| Michael H. Forster | Director |
| Stewart Gollmer | Director |
| Jeffrey Hillebrand | Director |
| Chauncey Kupferschmid | Executive |
| Lisa Lambert | Director |
| Cameron Lester | Director |
| Brian Mc Carthy | Director |
| M. Brian Mc Carthy | Director |
| Jeffrey Nemanick | Director |
| Paul O'donnell | Executive |
| Brian Platz | Executive |
| Tony Preston | Executive |
| Richard Reck | Director |
| Matthew Roszak | Executive |
| Vaibhav Saraiya | Director |
| John Shackleton | Director, Executive |
| Edward Veseley | Executive |
| Warren Weiss | Director |
| Steven Worth | Executive |
| Robert Zollars | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
100 South Wacker Dr. Suite 425
Chicago, IL, 60606
Chicago, IL, 60606