Form D · Insurance
SII INVESTMENTS INC/WI
Appleton, WI · CIK 0001351903
Offering snapshot reported Jan 19, 2018 · SEC filing
- Reported sold
- $851K Offering amount: $851K
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 31, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 15
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 19, 2018 | Amendment | $851,201 | No comparison | 15 | SEC filing |
| Jan 20, 2017 | Amendment | $60,626 | No comparison | 4 | SEC filing |
| Jan 20, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jan 20, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jan 20, 2016 | Amendment | $4,499,997 | No comparison | 79 | SEC filing |
| Jan 26, 2015 | Amendment | $1,455,408 | No comparison | 25 | SEC filing |
| Jan 26, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jan 24, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jan 24, 2014 | Amendment | $4,524,164 | No comparison | 74 | SEC filing |
| Jan 18, 2013 | Amendment | $514,284 | No comparison | 6 | SEC filing |
| Jan 18, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Feb 3, 2012 | Amendment | $154,248 | No comparison | 3 | SEC filing |
| Jan 20, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jan 20, 2012 | Amendment | $205,631 | No comparison | 5 | SEC filing |
| Jan 7, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jan 12, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jan 31, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 6, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 31, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-278851
Deferred Commission Plan
Source: Form D, filed Jan 19, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gregory P. Cicotte | Director |
| Maura Collins | Executive |
| Michael A. Costello | Director |
| Gerry Gunderson | Executive |
| Bradley O. Harris | Director |
| Clifford J. Jack | Director |
| Dawn Kalinowski | Executive |
| Tdd Kinart | Director, Executive |
| Todd Kinart | Director, Executive |
| James Livingston | Director |
| David A. Loasby | Executive |
| Thomas J. Meyer | Director, Executive |
| James P. Miller | Executive |
| Alison R. Reed | Director |
| Scott E. Romine | Director |
| Daniel Wright | Executive |
Issuer details
Industry: Insurance (See others in industry)
Address:
5555 Grande Market Dr
Appleton, WI, 54913
Appleton, WI, 54913