Form D · Private Equity Fund
Siguler Guff Trade Finance Opportunities Fund, LP
New York, NY · CIK 0001624124
Offering snapshot reported Mar 20, 2015 · SEC filing
- Reported sold
- $260M Indefinite offering
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Oct 6, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 20, 2015 | Initial | $260,000,000 | No comparison | 4 | SEC filing |
| Nov 6, 2014 | Initial | $210,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-236305
Siguler Guff Global Markets is a registered broker-dealer acting as placement agent for the Issuer. Certain of its representatives receive compensation indirectly based on the Issuer's fundraising, but no compensation is paid from the offering's proceeds.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | Siguler Guff Global Markets, LLC · CRD 159534 |
| The Bank of New York Mellon Corporation | 231 |
Source: Form D, filed Mar 20, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SIGULER GUFF TRADE FINANCE OPPORTUNITIES FUND, LP
Investment adviser: SIGULER GUFF ADVISERS LLC
- Gross asset value
- $27.1M
- Beneficial owners
- 6
- ADV minimum commitment
- $5M
Reported in Form ADV on Nov 3, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS, LLP
PCAOB 238
Filing source
Form ADV 2020085 · Nov 3, 2025 · Schedule D 7.B.(1), fund 805-6183430879
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kenneth Burns | Executive |
| Andrew Joseph Guff | Executive |
| Jay Lee Koh | Executive |
| George William Siguler | Executive |
| N/A Siguler Guff & Company, Lp | Promoter |
| N/A Siguler Guff Tfof Gp, Llc | Executive |
| Donald Paul Spencer | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022