Form D · Private Equity Fund

Siguler Guff Small Buyout Opportunities Fund III (F), LP

New York, NY · CIK 0001665899

Offering snapshot reported Oct 3, 2017 · SEC filing

Reported sold
$132M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jan 29, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$66.1M$132MFeb 5, 2016: $1,000,000.00Feb 5, 2016Dec 20, 2016: $1,000,000.00Dec 20, 2016Jul 7, 2017: $45,510,000.00Oct 3, 2017: $132,160,000.00Oct 3, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$45,510,000 → $132,160,000
  • Reported investors5 → 15

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 3, 2017Amendment$132,160,000$86,650,000vs Jul 7, 201715SEC filing
Jul 7, 2017Amendment$45,510,000$44,510,000vs Dec 20, 20165SEC filing
Dec 20, 2016Amendment$1,000,000$0vs Feb 5, 20161SEC filing
Feb 5, 2016Initial$1,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-256870

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANoneSiguler Guff Global Markets, LLC · CRD 159534
The Bank of New York Mellon231

Source: Form D, filed Oct 3, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND III (F), LP

Investment adviser: SIGULER GUFF ADVISERS LLC

Gross asset value
$87.1M
Beneficial owners
15
ADV minimum commitment
$5M

Reported in Form ADV on Mar 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS, LLP NEW YORK, New York, United States
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS, LLP
PCAOB 238

Filing source

Form ADV 2043665 · Mar 25, 2026 · Schedule D 7.B.(1), fund 805-6360194565

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kenneth James Burns Executive
Andrew Joseph Guff Executive
Jay Lee Koh Executive
George William Siguler Executive
N/A Siguler Guff & Company, Lp Promoter
N/A Siguler Guff Sbof Iii Gp, Llc Executive
Donald Paul Spencer Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
825 Third Avenue, 10 Th Floor
New York, NY, 10022