Form D · Private Equity Fund
Siguler Guff SBIC Fund II, LP
New York, NY · CIK 0001983836
Offering snapshot reported Jul 12, 2024 · SEC filing
- Reported sold
- $90.9M Indefinite offering
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 5, 2023 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$23,422,000 → $90,947,000
- Reported investors6 → 17
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 12, 2024 | Amendment | $90,947,000 | $67,525,000vs Jul 14, 2023 | 17 | SEC filing |
| Jul 14, 2023 | Initial | $23,422,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-486918
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| SIGULER GUFF GLOBAL MARKETS, LLC | 159534 | |
| BNY MELLON SECURITIES CORPORATION | 231 |
Source: Form D, filed Jul 12, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SIGULER GUFF SBIC FUND II, LP
Investment adviser: SIGULER GUFF ADVISERS LLC
- Gross asset value
- $219M
- Beneficial owners
- 25
- ADV minimum commitment
- $5M
Reported in Form ADV on Mar 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
Filing source
Form ADV 2043665 · Mar 25, 2026 · Schedule D 7.B.(1), fund 805-7226168236
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kenneth James Burns | Executive |
| Andrew Joseph Guff | Executive |
| George William Siguler | Executive |
| N/A Siguler Guff & Company, Lp | Promoter |
| N/A Siguler Guff Sbic Ii Gp, Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10166