Form D · Private Equity Fund

Siguler Guff Global Emerging Markets Opportunities Fund IV (Cayman), LP

New York, NY · CIK 0001661911

Offering snapshot reported Jan 12, 2018 · SEC filing

Reported sold
$90.9M
Indefinite offering
Investors reported
21
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Dec 16, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$45.4M$90.9MDec 29, 2015: $10,000,000.00Dec 29, 2015Dec 16, 2016: $45,750,000.00Dec 16, 2016Jan 12, 2018: $90,876,000.00Jan 12, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$45,750,000 → $90,876,000
  • Reported investors5 → 21

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 12, 2018Amendment$90,876,000$45,126,000vs Dec 16, 201621SEC filing
Dec 16, 2016Amendment$45,750,000$35,750,000vs Dec 29, 20155SEC filing
Feb 5, 2016Initial$45,750,000No comparison5SEC filing
Dec 29, 2015Initial$10,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-254022
Siguler Guff Global Markets is a registered broker-dealer acting as placement agent for the Issuer. Certain of its representatives receive compensation indirectly based on the Issuer's fundraising, but no compensation is paid from the offering's proceeds.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANoneSiguler Guff Global Markets, LLC · CRD 159534
MBSC Securities Corporation231

Source: Form D, filed Jan 12, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SIGULER GUFF GLOBAL EMERGING MARKETS OPPORTUNITIES FUND IV (CAYMAN), LP

Investment adviser: SIGULER GUFF ADVISERS LLC

Gross asset value
$109M
Beneficial owners
14
ADV minimum commitment
$5M

Reported in Form ADV on Mar 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS, LLP NEW YORK, New York, United States
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS, LLP
PCAOB 238

Filing source

Form ADV 2043665 · Mar 25, 2026 · Schedule D 7.B.(1), fund 805-2695104762

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kenneth Burns Executive
Andrew Joseph Guff Executive
Jay Lee Koh Executive
George William Siguler Executive
N/A Siguler Guff & Company, Lp Promoter
N/A Siguler Guff Gem Iv Gp, Llc Executive
Donald Paul Spencer Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
825 Third Avenue, 10 Th Floor
New York, NY, 10022