Form D · Private Equity Fund

Siguler Guff Distressed Opportunities Fund IV, LP

New York, NY · CIK 0001488766

Offering snapshot reported Oct 12, 2011 · SEC filing

Reported sold
$331M
Indefinite offering
Investors reported
66
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Mar 31, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$166M$331MApr 13, 2010: $51,150,000.00Apr 13, 2010Aug 9, 2010: $90,400,000.00Jan 26, 2011: $125,500,000.00Mar 21, 2011: $157,750,000.00Apr 1, 2011: $201,750,000.00Sep 12, 2011: $318,000,000.00Oct 12, 2011: $331,300,000.00Oct 12, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$318,000,000 → $331,300,000
  • Reported investors62 → 66

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 12, 2011Amendment$331,300,000$13,300,000vs Sep 12, 201166SEC filing
Sep 12, 2011Amendment$318,000,000$227,600,000vs Aug 9, 201062SEC filing
Apr 1, 2011Amendment$201,750,000$44,000,000vs Mar 21, 201151SEC filing
Mar 21, 2011Amendment$157,750,000$32,250,000vs Jan 26, 201143SEC filing
Jan 26, 2011Amendment$125,500,000$35,100,000vs Aug 9, 201040SEC filing
Aug 9, 2010Amendment$90,400,000$39,250,000vs Apr 13, 20109SEC filing
Apr 13, 2010Initial$51,150,000No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-140480
Offers are made by certain persons associated with Siguler Guff. A portion of their compensation from Siguler Guff is based indirectly on the amount of capital the issuer raises, but no commissions are paid from the proceeds of the offering.

Source: Form D, filed Oct 12, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SIGULER GUFF DISTRESSED OPPORTUNITIES FUND IV, LP

Investment adviser: SIGULER GUFF ADVISERS LLC

Gross asset value
$33.9M
Beneficial owners
67
ADV minimum commitment
$5M

Reported in Form ADV on Mar 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS, LLP NEW YORK, New York, United States
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS, LLP
PCAOB 238

Filing source

Form ADV 2043665 · Mar 25, 2026 · Schedule D 7.B.(1), fund 805-4230068448

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kenneth Burns Executive
Andrew Joseph Guff Executive
George William Siguler Executive
N/A Siguler Guff & Company, Lp Promoter
N/A Siguler Guff Dof Iv Gp, Llc Executive
Donald Paul Spencer Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
825 Third Avenue 10 Th Floor
New York, NY, 10022